Investment Compliance Jobs in Rhode Island

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

14,384 Job Information Deloitte Full Stack React Developer in Providence Rhode Island Are you a problem solver who wants to work with clients to figure out what lies behind the financial ..

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Senior Consultant, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Melissa Todd,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cp dir=ltr\u003eu003cspan style=font-size:12px;\u003eu003cspan style=font-family:Arial,Helvetica,sans-serif;\u003eu003cbu003eIf you find yourself looking for a fulfilling careeru003c/bu003e, the Branch Office Administrator (BOA) role may be the right opportunity for you. BOAs team up with ..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Senior Manager, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Seasonal JSG Mobility Tax Delivery Staff Consultant - Global Employer Services Duties: The candidate will collect data required to complete their US individual income tax return. Field questions regarding access to ..

Job Information Humana Compliance (UM) Coordinator 2 in Newport ... Newport Rhode Island Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

Job Information Humana Accountant Professional - Senior Products in Newport Rhode Island Description The Accountant 2 performs general accounting activities, including the preparation, maintenance and reconciliation of ledger accounts and financial ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Tax Consultant II, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting ..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Teller-Part Time- Greater Providence Area-Providence, RI','1701682','!*!As a member of Santander’s retail banking division you’ll help serve Santander’s retail and small business customers as part of one of the top banks in ..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

Compliance Senior Manager The candidate will ... managing regulatory risk and ensuring compliance with regulatory requirements. Central coordination ... programs including Regulatory Change Management, Compliance, and Legal/Regulatory Relations. Proactively oversee..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Seasonal Mobility Tax Delivery Senior – Global Employer Services Duties: Apply technical experience in tax compliance and compensation engagements to identify and consult on tax issues. Participate, or possibly lead projects, ..