Investment Lawyer Jobs in South Dakota

Claims Consultant - Cyber, Tech, Misc Professional Liability, Fidelity and Media Duties: Performs a combination of duties in accordance with departmental guidelines. Assesses and evaluates policy coverages to determine whether coverage ..

Principal Compliance Specialist Duties: Maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of business ..

Principal Compliance Specialist, Corporate Functions and Payment Duties: The candidate assists with the research of regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training, reference materials, systems, and ..

Complex Claims Specialist - Program Law Duties: The candidate performs a combination of duties in accordance with departmental guidelines. Manages an inventory of moderate to high complexity and exposure commercial claims ..

... to a broad range of investment management opportunities. Will be expected ... both discretionary and directed; initiate investment management of the accounts by ... coordinating with Private Bankers and..

Compliance Consultant The candidate will be responsible for performing detailed research and review of regulatory requirements and addressing changes for the industry as required. This may include reviewing, investigating, and responding ..

VP Senior Trust Manager The candidate will lead, coach and mentor team of trust professionals. Coordinate with applicable departments and team members to ensure company, client goals and objectives are reached. ..

Wealth Management Senior Officer The candidate will administer a book of accounts in accordance with the terms of the governing document and departmental policies and procedures. Monitor daily activity with reference ..

Senior Manager Compliance Programs Duties: Manage a team that maintains and enhances compliance program components. Provide support, coaching, and counsel to the team. Manage the development of team members by authoring ..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

Senior Legal Counsel The candidate will prepare and review securities filings including Form 10-Ks, Form 10-Qs, Form 8-Ks, Section 16 filings and Proxy Statements. Ensure compliance with SEC rules and regulations ..

Estate Planning Attorney The candidate will be working collaboratively as part of a team. Will be analyzing, advising, drafting and revising a wide array of estate planning documents, trusts, business structures, ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Compliance Specialist The candidate maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of ..

Complex Claims Consultant - Accountants Duties: Manages an inventory of highly complex specialty claims with large exposures that require a high degree of specialized technical expertise and coordination. Ensures exceptional customer ..

Contract Negotiator III The candidate will draft, review and negotiate contracts for secured financing transactions for all business units and assist attorneys with various legal matters as needed. Will draft financing ..

Complex Claims Consultant - Program Law Duties: Manages highly complex investigations of claims, including coverage issues, liability, compensability and damages. Determines if a major claim should be settled or litigated and ..

Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..