Investment Management Attorney Jobs in Des Moines

... partners on legal matters, allowing management and key decision makers the ... business initiatives and financial risk management strategies. Independently, provide legal advice ... marketing organizations, broker dealers, registered..

Lead Counsel, Investments Duties: Provides expert legal advice to Corporate and Investments leaders. Leads complex transactions, including coordinating due diligence, structuring, negotiating and documenting transactions, with a strong appreciation of deadlines. ..

... candidate will provide quality risk management (QRM) and legal compliance evaluation ... General Counsel (OGC), Audit Risk Management and other stakeholders for reviews, ... and Global OGC, Audit Risk..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..