Investment Management Attorney Jobs in Fort Mill

... Consultant 5 - Fiduciary and Investment Management Compliance The candidate will be ... for conducting regulatory compliance risk management oversight for high and moderate ... and risk topics including..

Winston & Strawn is looking for an associate in its Charlotte, Chicago, Dallas, Houston or New York office with 3 - 5 years of significant experience in private equity fund ..

Third-Party Risk Management, Vice President Duties: Ensure enterprise-level ... Ensure enterprise-level third party risk management policy and third party risk ... training materials and educating senior management on roles and..

Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team responsible ..

Charlotte office of our client seeks a senior business attorney with 3+ years of business/corporate law experience, with an excellent working knowledge of corporate and LLC law statutes, case law, and ..

SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team ..

Wealth Management Advisor II The candidate will ... planning, investments, private banking, risk management, and trust services. Ensures delivery ... segmentation, asset allocation, and risk management. Identifies and refers opportunities..

... Information Deloitte Tax Sr. Manager (Attorney), Tax Controversy - National Federal ... National Federal Tax Services, Global Investment & Innovation Incentives (Gi3) in ... Carolina Are you an experienced..

... teams responsible for regulatory change management and rule tracking, enterprise policy ... enterprise policy governance and policy management, compliance training and continuing education, ... responsible for overall compliance program..

Charlotte office of our client seeks a junior business attorney with 2 years of corporate experience. The candidate will be drafting, reviewing, and revising business organizational documents. Will participate in business ..

AML Manager – Financial Crimes Risk Management The candidate must have the ability to work with internal and external auditors and regulatory examiners by providing full cooperation and timely delivery of ..

VP, Associate Counsel Duties: Legal analysis of the application of federal and state laws and regulations as applied to the company’s technology initiatives. Drafting and negotiating provisions for a wide variety ..

Wealth Management - Private Bank - Private Banker The candidate will be responsible for advising families on building, preserving and managing their wealth. Will use knowledge of investments, financial planning, credit ..

... firm seeks an experienced transactional attorney to join its dynamic investment transactions team. This role involves ... range of debt and equity investment activities, including structured lending, alternative .....

Job OverviewA law firm seeks a Senior Associate with 5-7 years of experience to join its Finance & Financial Services practice in Charlotte. The ideal candidate will have significant experience in ..

Wealth Management Advisor II The candidate will ... planning, investments, private banking, risk management, and trust services. Ensures delivery ... segmentation, asset allocation, and risk management are required. Identifies and..

Job Overview: A law firm in Charlotte, NC, is seeking a Mid-Level Leveraged Finance Associate Attorney with 3-5 years of experience to join our dynamic team. The ideal candidate will have ..

... teams responsible for regulatory change management and rule tracking, enterprise policy ... enterprise policy governance and policy management, compliance training and continuing education, ... responsible for overall compliance program..

Senior Attorney, Corporate Mergers & Acquisitions - ... business-oriented legal advice to senior management employees, including officers.. Develop legal ... approval is needed.. Selection, retention, management, and supervision of external..

... efforts. Responsible for performing discovery management and complex analysis to assist ... and complex analysis to assist management and counsel in identifying, assessing, ... counsel, external legal counsel, discovery..

... efforts. Responsible for performing discovery management and complex analysis to assist ... and complex analysis to assist management and counsel in identifying, assessing, ... counsel, external legal counsel, discovery..

Contract Management Implementation Consultant Duties: The candidate will participate in the day-to-day interactions with client’s project team members and Deloitte project leadership members. Work with a team to optimize tax and ..

... OverviewA law firm seeks an Investment Funds Associate in Charlotte, North ... and real estate funds.DutiesSupport the Investment Funds team with fund formation ... team with fund formation and..