Investment Management Attorney Jobs in North Dakota

Wealth Management Compliance Manager The candidate, under ... related to the Private Wealth Management Department; oversees the daily operations ... regulations. Examines Bank's Private Wealth Management policies, procedures and practices..

Wealth Management Compliance Manager The candidate, under ... related to the Private Wealth Management Department; oversees the daily operations ... regulations. Examines Bank's Private Wealth Management policies, procedures and practices..

Wealth Management Compliance Manager The candidate, under ... related to the Private Wealth Management Department; oversees the daily operations ... regulations. Examines Bank's Private Wealth Management policies, procedures and practices..

Principal Compliance Specialist, Corporate Functions and Payment Duties: The candidate assists with the research of regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training, reference materials, systems, and ..

Director of Compliance Duties: Supports the mission of the Foundation through oversight and development of procedures for gift acceptance, planned giving administration, donor and gift agreements, donor compliance, fund auditing and ..

Principal Compliance Specialist The candidate maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Accounting Methods Associate/Senior Associate The candidate will provide consulting services for accounting method-related issues including automatic and non-automatic accounting method changes, inventory, revenue recognition, capitalization, cost recovery and accounting periods. Will ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Principal Compliance Specialist Duties: Maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of business ..

Senior Manager Compliance Programs Duties: Manage a team that maintains and enhances compliance program components. Provide support, coaching, and counsel to the team. Manage the development of team members by authoring ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..