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Compliance Director / Legal The candidate will work with Senior Management to promote a culture of compliance; Review the adequacy of the Firm's policies and procedures and the effectiveness of their ..
Assistant General Counsel - Investment Company The candidate will responsible ... the firm’s retail and annuity–dedicated funds. In particular, this individual would ... fund matters. Support board meeting management function..
Senior Analyst, Loan Closing Specialist Duties: Process approved loan applications in accordance with ReadyCap Lending, LLC (RCL) policies, SBA SOPs, state and local lending laws. Perform due diligence on loan file ..
... specializing in Private Equity and Investment Management to join their team in ... two days per week.DutiesDraft sophisticated investment management and fund-related documents.Advise investment managers on regulatory compliance obligations.Negotiate..
... am a partner in the Investment Management Group. I spent my 2L ... known for its representation of investment advisers and related investment funds (including mutual funds, hedge funds..
Tax Accountant, Tax, Global Compliance & Reporting (Financial Services Office - Asset Management) (Senior) The candidate will provide clients with tax guidance and planning related to tax compliance and reporting. Responsibilities ..
Paralegal The candidate will support several PI attorneys who are responsible for new business and regulatory developments impacting mutual funds, closed end funds and exchange traded products. Will also assist in ..
... through direct leadership or matrix management; develop a way of embedding ... success. Develop and implement vendor management processes and routines, select inaugural ... and roll out new budget..
