Junior Compliance Officer Jobs

... / Labor Relations and Employment Compliance Manager The candidate, under the ... strategic employee/labor relations and employment compliance. Will formulate recommendations on program ... changes in practices to support..

Compliance Officer The candidate will under the ... person for all legal and compliance matters related to the College. ... IX Administrator, Clery and FOIA Compliance Officer, as well as..

Compliance Manager The candidate will assist ... development and implementation of SUNY’s compliance program and monitor and report ... Director of Risk Management and Compliance Officer, the Compliance Manager will..

Compliance Manager The candidate will report ... report to the Director of Compliance and will assist in Company’s ... will assist in Company’s various compliance initiatives, including the Company’s code..

**Job Title** Legal, Corporate Governance Attorney, Vice President **Job Responsibilities** The Vice President in Corporate Governance will focus on the firm's public company corporate governance and related regulatory and compliance matters. ..

... and regulatory authorities to ensure compliance with applicable laws and regulations. Duties:Provide ... fund formation, registration, and ongoing compliance.Advise on product development, including novel ... and industry trends.Guide clients on..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Compliance Director - GCB Products, COO ... Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... with the program framework. Providing compliance..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..

Compliance Manager The candidate is responsible ... managers. Creating and reviewing regulatory compliance documentation. Develop and implement company ... Applying and interpreting audit and compliance requirements for various departments. Working..

... attorney to provide legal and compliance advisory services to clients in ... with seasoned legal professionals and compliance personnel.Duties:Offer legal defense in regulatory ... advisory firmsProvide strategic guidance on..

... and regulatory authorities to ensure compliance with applicable laws and regulations. Duties:Provide ... fund formation, registration, and ongoing compliance.Advise on product development, including novel ... and industry trends.Guide clients on..

Job Title: Chief Compliance Officer Or Senior CounselJob Overview: A ... OH is seeking an accomplished compliance and legal professional with deep ... shaping and directing the overall compliance framework and..

... and regulatory authorities to ensure compliance with applicable laws and regulations. Duties:Provide ... fund formation, registration, and ongoing compliance.Advise on product development, including novel ... and industry trends.Guide clients on..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished ... team, either in a leadership compliance role or as a senior ... individual will guide and shape compliance infrastructure and..

REMOTE ASSOCIATE COMPLIANCE OFFICER MORTGAGE BANKING Fusco Personnel is ... actively recruiting for an Associate Compliance Officer to join a growing mortgage ... strong plus. 3 years of compliance, risk..

Corporate Ethics & Compliance Manager Duties: Coordinating E&C education, ... that the Director, Legal and Compliance and the Chief Legal & ... and the Chief Legal & Compliance Officer are..

Global Accounting and Compliance Manager The candidate will oversee the firm’s compliance with local and global accounting policies and procedures, including the successful completion of the annual global year-end audits of ..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

A law firm in San Francisco, CA, is seeking a Senior Insurance and Reinsurance Career Associate Attorney with over 5 years of experience in insurance coverage and complex litigation. The ideal ..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent ... Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor ... the evolving landscape of regulatory compliance, governance, and..

Global Accounting and Compliance Manager The candidate will oversee the firm’s compliance with local and global accounting policies and procedures, including the successful completion of the annual global year-end audits of ..