Junior Compliance Officer Jobs in Charlotte

Title IX Compliance Officer Duties: Directs an institutional comprehensive ... Duties: Directs an institutional comprehensive compliance program by assessing institutional Title ... by assessing institutional Title IX compliance, developing initiatives,..

... IX Coordinator/Section 504 Coordinator and Compliance Officer The candidate will maintain awareness ... federal and state regulations and compliance standards related to accessibility and ... violence. Effectively manage cases..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Senior Manager, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

Sr. Export Compliance Officer The candidate will be responding ... updating, and implementing comprehensive export compliance procedures and forms to drive ... to drive the Company’s overall compliance with export..

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Senior Manager, Governance, Risk and Compliance Duties: Delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global and U.S. ..

Global Compliance and Reporting Manager - Central and Southeast US The candidate will be immersed in the evolving tax environment through preparing and auditing income tax provisions, assisting with income tax ..

Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

NFRR Compliance & Operational Risk Manager The candidate will be advising Front Line Units (FLU) and Control Functions (CFs) across the enterprise on processes, controls, laws, rules and/or regulations which impact ..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..