Junior Compliance Officer Jobs in Connecticut

Compliance Manager The candidate will manage foundational and strategic compliance responsibilities with consistent excellence that support the team and management. Will manage/oversee projects, initiatives, regulatory audits or exams, internal audits, accreditations, ..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Chief Compliance Officer - Investment Management The candidate ... management as well as ensuring compliance with the evolving regulations. Firm ... procedures and SEC filings. Provide compliance support to fixed..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..

International Compliance and Reporting Services - Tax Senior Manager The candidate will work within an engagement team and draw on experience in accounting and taxation. Will provide tax compliance and consulting ..

Tax: Global Compliance and Reporting: Senior Manager: East Region: Seasonal Duties: The candidate will spend time supporting client engagements by serving as a key point of contact, reviewing client deliverables, driving ..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Tax: Global Compliance and Reporting: Senior Manager: East Region: Seasonal Duties: The candidate will spend time supporting client engagements by serving as a key point of contact, reviewing client deliverables, driving ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Senior Manager, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

Manager Governance, Risk & Compliance Duties: Develops, implements, and monitors client privacy and data protection policies and procedures following global, national, and sector legislation. Assists commercial clients with developing and delivering ..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

Tax: Global Compliance and Reporting: Seasonal: Manager Duties: The candidate will be supporting client engagements by coordinating day-to-day interactions with clients, reviewing staff work product, driving delivery of services to meet ..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Tax: Global Compliance and Reporting: Seasonal: Manager Duties: The candidate will be supporting client engagements by coordinating day-to-day interactions with clients, reviewing staff work product, driving delivery of services to meet ..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..