Junior Compliance Officer Jobs in New York

Compliance Manager, Human Resources and Legal The candidate will be an asset to members of the Human Resources (HR) and Legal Departments, by providing a variety of support, guidance, and reporting ..

Compliance Manager The candidate will assist ... development and implementation of SUNY’s compliance program and monitor and report ... Director of Risk Management and Compliance Officer, the Compliance Manager will..

Compliance Officer The candidate will create, implement, ... enforce a comprehensive program of compliance with statutes, rules, regulations, case ... FSMC. Will: (1) manage a compliance program that safeguards the..

NA WHS Senior Governance and Compliance Manager The candidate will lead a team that interacts with safety and health regulatory agencies. Will engage, collaborate and partner with technical subject matter experts ..

Compliance Officer The candidate will support and ... candidate will support and ensure compliance with applicable rules and regulations ... policies and procedures to ensure compliance. Ensure all affected areas..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..

Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..

Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Compliance Officer The candidate will serve as ... and regulations. Assist with regulatory compliance exams. Assist with corporate policy ... experience as a financial services compliance professional, bank regulator or..

Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..

Compliance Director - GCB Products, COO ... Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... with the program framework. Providing compliance..

Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... newly designed controls and corporate compliance policies around conflicts..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..