Junior Compliance Officer Jobs in New York City

Compliance Manager - Office of Labor and Employee Relations Duties: Responsible for investigating school-based reports to determine violations of State/District regulations and policies. Offers the successful candidate the opportunity to have ..

General Counsel and Chief Compliance Officer, and Secretary of the Board of Trustees Duties: Encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all campuses of the ..

Compliance Director - GCB Products, COO ... Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... with the program framework. Providing compliance..

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Regulation W Compliance Officer The candidate duties will include: ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews..

Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..

Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

AWM Compliance Manager The candidate will be responsible for oversight of the Private Bank business. Will provide support to ensure that the firm’s Financial Crime program is successfully implemented. Will: Assess ..

NA WHS Senior Governance and Compliance Manager The candidate will lead a team that interacts with safety and health regulatory agencies. Will engage, collaborate and partner with technical subject matter experts ..

Compliance Manager The candidate will manage foundational and strategic compliance responsibilities with consistent excellence that support the team and management. Will manage/oversee projects, initiatives, regulatory audits or exams, internal audits, accreditations, ..

Swap Dealer Compliance Officer The candidate will manage swap ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework for..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..

Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... newly designed controls and corporate compliance policies around conflicts..