Junior Compliance Officer Jobs in Stamford

Senior Compliance Officer The candidate will prepare written ... presentations, and dashboards and other compliance metrics that, with regard to ... and record management: (i) outline compliance efforts related thereto;..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..

Associate Compliance Officer The candidate will direct and ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Compliance Manager, Human Resources and Legal The candidate will be an asset to members of the Human Resources (HR) and Legal Departments, by providing a variety of support, guidance, and reporting ..

Tax: Global Compliance and Reporting: Senior Manager: East Region: Seasonal Duties: The candidate will spend time supporting client engagements by serving as a key point of contact, reviewing client deliverables, driving ..

International Compliance and Reporting Services - Tax Senior Manager The candidate will work within an engagement team and draw on experience in accounting and taxation. Will provide tax compliance and consulting ..

Compliance Advisor Manager The candidate will ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective challenge and..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

Manager- Compliance Advisory The candidate will deliver ... deliver quality results, providing sound compliance advice to the business as ... and balance risk when providing compliance advice to the business...

Tax: Global Compliance and Reporting: Seasonal: Manager Duties: The candidate will be supporting client engagements by coordinating day-to-day interactions with clients, reviewing staff work product, driving delivery of services to meet ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Senior Manager, Governance, Risk and Compliance Duties: The candidate delivers GRC, General Data Protection Regulation (GDPR), California Consumer Privacy Act (CCPA), information governance, records management and other related services to global ..

Chief Compliance Officer Duties: Providing the business leadership ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with..