Lawyer Compliance Review Jobs

General Counsel Duties: Manage the legal and contractual aspects of the company’s business. Play an active role in overseeing, revising and reviewing contracts and managing the associated risks. Manages the legal ..

Compliance Product Officer - TTS Cash ... Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include monitoring compliance..

Brand Lawyer The candidate will be responsible ... for: Advises on the proper review of promotional materials and tactics ... scientific exchange materials. Participates in review committee meetings. Provides strategic..

AWM Compliance Manager The candidate will be responsible for oversight of the Private Bank business. Will provide support to ensure that the firm’s Financial Crime program is successfully implemented. Will: Assess ..

Brand Lawyer Duties: The candidate provides legal ... product development, product labeling, promotional review, media materials, anti-trust, anti-kickback, competitor ... transactional attorney on regulatory and compliance risks. Advises on the..

Compliance Risk Management Data Analysis Lead ... Client Service teams. Maintaining the Compliance risk assessment (currently ISRA) for ... and AM Client Service. Conducting Compliance training and draft Compliance Bulletins..

VP, Assistant General Counsel - Commercial Banking - Syndicated Lending / Other Banking Products Responsibilities: Provide transaction support, including analysis and advice on structural and risk issues and review and negotiation ..

AVP, Product Development Attorney Responsibilities: Be a subject matter resource for General Liability, Automobile and Umbrella. Responsibility for the end-to-end policy form drafting, review, revision and completion of all required insurance ..

CCOR Compliance Vice President - Acquisitions and ... maintaining oversight of the firm’s compliance, conduct and operational risk management ... within Firm's Risk Management and Compliance Function. Managing the firm’s..

Regulatory and Transactional Counsel The candidate will be providing general insurance regulatory and related transactional support for L&R insurance companies. Preparing and managing insurance regulatory filings under state insurance holding company ..

Associate Counsel - Claims & Operations Legal The candidate will provide legal advice to General and Personal Insurance Claims groups in connection with their respective claims. Will stay abreast of changes ..

Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The ... will be responsible for assessing compliance risks and controls implemented by ... implementation, and execution of the compliance..

Regulation W Compliance Officer The candidate duties will ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews of..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... processes, reasonably designed to support compliance..

Compliance Testing Sr. Analyst - Branch ... be developing, implementing, and executing compliance testing, continuous assurance, and reporting ... region in accordance with the Compliance Testing (CT) Plan for Branch..

... and Working Capital Solutions Global Compliance Lead - Hybrid The candidate ... candidate will be providing senior compliance coverage to the Trade and ... Capital Solutions (TWCS) Business. Provides..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

... liaison for Project Logistics contract review and negotiation global. Work directly ... with internal business owners to review and submit comments on RFP's ... approved legal processes for contract..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide ... needed). Serve as additional regulatory compliance contact for the CFTC and ... processes, reasonably designed to support compliance with..

Tax Attorney: Corporate Tax Department The candidate will manage tax-related inquiries from a variety of the firm's businesses across established and emerging markets. Work with Corporate Tax colleagues and relevant business ..

Staff Attorney Duties: Coordinate with internal stakeholders to identify and advise on legal risks and contractual issues and in the interpretation of contracts and other and implement best practices. Draft and ..

CCOR - Employee Conduct - Vice President Anti-Corruption Compliance Third Party Risk, Investigations and Violations The candidate will be driving innovation and continued enhancement of the firm’s third party risk related ..

Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..