Legal Counsel Investment Banking Jobs in Nebraska

College Savings Counsel The candidate will be responsible ... preparation, and review of 529 legal documents and coordination with outside ... documents and coordination with outside legal as necessary (Program..

... quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global Offices of General..

Senior Counsel, Regulatory Attorney The candidate will ... review responses to regulatory examinations; Legal review of disclosure documents, sales ... eligible to register as in-house counsel in another jurisdiction. Should..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Compliance Investigator Duties: Applying analytic techniques to complex information sets in order to make logical and effectively supported recommendations on cases, including for reporting to Financial Crimes enforcement Network (FinCEN) and/or ..

Regulatory Legal Counsel Duties: Provide proactive legal advice relating to U.S. and non-U.S. financial industry regulations, with a particular focus on consumer protection, licensing, escheatment, and bankruptcy issues. Work cross-functionally to ..