Legal Counsel Investment Banking Jobs in Scottsdale

Wealth Management Compliance Manager The candidate, under the direction of the Director of Compliance and Audit, develops and implements the Bank's compliance program related to the Private Wealth Management Department; oversees ..

... and monitor client portfolios; performs investment analysis and financial planning as ... are managed consistent with their investment objectives. Meets with clients and ... to educate them on BOKF’s..

... complex in nature. Implement the investment policy within portfolios for which ... portfolios for which UMB has investment responsibility and communicate this policy ... revenue by conveying the UMB..

5/25/2021 The Finance Paralegal works at the direction of the Senior Corporate Paralegal to assist attorneys in the Legal Department and other Bank personnel on a wide range of legal matters, ..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... key member of the distribution legal team. Will address full range ... range of issues related to investment advisory business...

Americas Financial Crimes Policy Governance, Vice President The candidate will play a key role in implementing and administering the Bank’s financial crimes governance framework in the Americas Region, including documentation (e.g. ..

... quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global Offices of General..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

Contract Management Implementation Consultant Duties: The candidate will participate in the day-to-day interactions with client’s project team members and Deloitte project leadership members. Work with a team to optimize tax and ..

Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..

5/25/2021 The Finance Paralegal works at the direction of the Senior Corporate Paralegal to assist attorneys in the Legal Department and other Bank personnel on a wide range of legal matters, ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Compliance Investigator Duties: Applying analytic techniques to complex information sets in order to make logical and effectively supported recommendations on cases, including for reporting to Financial Crimes enforcement Network (FinCEN) and/or ..

Products and Services, Trust Company Duties: Reviewing, understanding, and interpreting language in trusts and other estate planning documents in order to formulate a plan for execution of the overall estate planning ..

Sales Support Specialist II Duties: To support Commercial Banking teams and/or Business Banking teams and/or Market Sales Leader in the sales, servicing and management of business clients and commercial loan portfolios. ..

16,667 Job Information Deloitte Tax Sr. Manager (Attorney), Tax Controversy - National Federal Tax Services, Global Investment & Innovation Incentives (Gi3) in Phoenix Arizona Are you an experienced attorney with an ..

Americas Financial Crimes Exam & Audit Management, Vice President The candidate will play a key role in establishing processes and procedures to ensure uniformity in preparation for, and management of, financial ..

Regulatory Legal Counsel Duties: Provide proactive legal advice relating to U.S. and non-U.S. financial industry regulations, with a particular focus on consumer protection, licensing, escheatment, and bankruptcy issues. Work cross-functionally to ..

Manager Compliance, Personal Securities Trading Duties: Lead, coach and develop onshore and offshore teams.. Support department audits and exams.. Oversee all day-to-day operations which consist of reviewing compliance reports, managing the ..

Senior Corporate Counsel Duties: Negotiate, draft and review ... and negotiation of contracts, and legal consultation on new initiatives and ... issues, and regulatory matters. Conduct legal research and apply..

Tax Senior Manager - Estate and Gifts Duties: Serve as the primary engagement manager with economic responsibilities for billing, realization, and collections. Effectively leverage available technology and other resources to maximize ..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

Controls & Governance Officer – Exams & Issues Management Duties: Responsible for providing support in preparation for, during, and after examinations, audits, and continuous monitoring activities, as well as facilitating finding/issue ..