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Compliance Director / Legal The candidate will work with Senior Management to promote a culture of compliance; Review the adequacy of the Firm's policies and procedures and the effectiveness of their ..
Adjuncts - Financial Planning And Wealth Management Courses – 2020 The candidate to teach, as and when needed, various courses in Financial Planning and Wealth Management area, such as the income ..
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Vice President Corporate Counsel - Annuities Law The candidate ... Law The candidate will provide counsel and support to company's Annuities ... the opportunity to provide cross-business legal support on..
... candidate will provide quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global..
Senior Product Development Business Partner The candidate will support US underwriting teams by drafting and amending policy forms, liaising with the regulatory and operations teams during the form filing process, and ..
... specializing in Private Equity and Investment Management to join their team in ... two days per week.DutiesDraft sophisticated investment management and fund-related documents.Advise investment managers on regulatory compliance obligations.Negotiate..
Foreclosure Technician II Responsibilities: Monitor activities of all foreclosure cases assigned, from time loan is referred to attorney for foreclosure proceedings until property is in conveyance order, with the exception of ..
Investment Management & Securities - Administrative Secretary The candidate will assist attorneys and paralegals with general secretarial duties as well as administration and support for annual compliance program. May include answering ..
Director - Workout Officer, Commercial Credit Risk & Analytics - Special Assets Group (Commercial Real Estate) The candidate will perform the duties of a lending officer and be responsible for the ..
General Counsel The candidate will be responsible ... for the leadership of the legal function for company in the ... Lead the review, negotiation and management of customer contracts and..
Director, CH Legal Operations The candidate responsibilities include ... to Separation, evaluate existing CH Legal processes, policies and technologies, and ... ways of working for new Legal Department. Recognize untapped..
... closing documents. Interact with closing counsel and deal team to obtain ... 24 hours of receipt of legal file, conduct introductory call to ... and review all required SBA,..
Investment Management Associate The candidate will negotiate and advise on a variety of agreements for clients. Responsible for drafting and negotiating a wide array of commercial contracts (including, but not limited ..
State And Local Tax Manager The candidate will work exclusively with State and Local Tax group in New York City office. Will be working with an experienced team of seasoned State ..
Global Technology (R&D) Counsel Duties: Draft and review a ... leaders. Identify and advise on legal risks and contractual issues and ... to bear as necessary. Provide legal support for..
Data Privacy Assessment Manager The candidate will be serving as a subject matter expert in technology, data protection, confidentiality, and data residency. Manage a portfolio of assessment engagements while juggling competing ..
Paralegal The candidate will support several PI attorneys who are responsible for new business and regulatory developments impacting mutual funds, closed end funds and exchange traded products. Will also assist in ..
... Services RESPONSIBILITIES: Advising and counseling management, utilizing outside counsel and SBC’s Law and Compliance ... year deals). Advising and counseling management on relationships and agreements with ... software and..
Legal Counsel, Commercial Law The candidate will ... Law The candidate will provide legal support at all levels of ... stakeholders/business partners on key commercial, legal, data privacy, cyber security,..
Vice President, Corporate Counsel, Retail Advice And Solutions The ... key member of the distribution legal team. Address full range of ... range of issues related to investment advisory business...
Vice President Corporate Counsel The candidate will join the ... Annuities Law Department. Will provide counsel and support to Prudential’s Annuities ... the opportunity to provide cross-business legal support on..