Legal Counsel Investment Management Jobs

... The candidate will provide relationship management for institutional clients, which includes ... required. Master’s degree or advanced Legal degree preferred. 7+ years non-profit ... years non-profit leadership experience and/or..

Corporate Counsel The candidate will be responsible for: Assist with public debt offerings, including preparation of preliminary offering memorandum and corporate disclosures. Assist with corporate governance matters, including preparation of minutes ..

Business Development Specialist The candidate supports and implements business development projects for practice divisions as assigned. In this role, the BDS supports the Business Development Manager(s) (BDMs), Director of Business Development ..

Senior Consumer Legal Counsel Duties: Will advise the General ... Duties: Will advise the General Counsel on specific subject matters and ... as a representative of the Legal Department at..

Senior Commercial Legal Counsel Duties: Will advise the General ... Duties: Will advise the General Counsel on specific subject matters and ... as a representative of the Legal Department at..

... clients on issues ranging from investment strategies, retirement planning, education savings, ... facilitate services for client including investment management, retirement planning, education planning, tax ... insurance planning, banking and..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... letters, contracts, affidavits and other legal documents. Follows established guidelines in ... liaison between corporate attorneys, outside counsel and company's lines of business. ... attorneys (i.e., conducts research, timeline..

... candidate will provide quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global..

Corporate Counsel The candidate will handle regulatory ... supplements as required. Collaborate with Investment Management and Compliance to draft disclosures ... statements and associated documents. Interpret investment company disclosure requirements..