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Managing Director, Operations - Investment Office- The candidate will report ... report directly to the Chief Investment Officer. Will be responsible for ... be responsible for leading the non-investment operations..
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Sr. Group Mgr., Compliance, Head Of Ethics, Culture & Conduct The candidate will direct the organization’s programs and initiatives related to various ethics, conduct and cultural matters. This includes,: Code of ..
Associate General Counsel The candidate will be responsible ... vendor agreements. Providing advice and counsel to company managers on relatively ... on relatively complex and demanding legal matters, including company’s..
... to all lending, finance, and investment banking businesses supported by the ... businesses supported by the firm.Duties:Provide legal advice and support to a ... variety of lending, finance, and..
... well as communication with outside counsel concerning any issues related to ... and execution by in-house Corporate Counsel. Assists in management of the Legal Department mailbox and assists the..
Manager Compliance, Personal Securities Trading The candidate will lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance reports, ..
Job Overview: A highly reputable law firm is seeking a partner-level attorney to join its Corporate practice group. The ideal candidate will have significant experience in corporate law areas such as ..
... candidate will provide quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global..
Deputy General Counsel The candidate will be responsible ... responsible for assisting the Chief Legal Officer/General Counsel and outside counsel in legal matters arising from all aspects ... activities, with..
Senior Principal, Employee Relations (Job Number:2009693) The candidate will manage the Employee Relations team and lead the delivery of Employee Relations solutions and services for the region. Responsible for ensuring fair ..
Wealth Advisor II The candidate will have substantial responsibility for driving incremental revenue growth from existing clients and developing new channels to drive revenue growth. Will be responsible for enhancing existing ..
Senior Group Manager – Technology Compliance The candidate reporting in to the Global Head of Enterprise Wide Functions Compliance, which encompasses oversight functions for Technology, Operations, Privacy, Data Management, Resiliency and ..
Job Title:Mid-Level Investment Management - Private Funds Associate AttorneyJob ... 3-5 years of experience in investment management and private funds. The ideal ... have experience in forming private investment funds..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..