Legal Counsel Investment Management Jobs in Saint Louis

Director of Private Markets, University Investment Management Duties: Responsible for the development ... of the policies, procedures and investment programs relating to the global ... facets of the private market..

Investment Banking Vice President – Energy team Duties: Assisting senior bankers in the business development effort as well as leading transaction execution teams. Work with senior bankers in the group and ..

Director, Office Technology Management Duties: Serving as a senior administrative professional in technology transfer for the University, provides strategic as well as tactical leadership of technology management. Oversees agreements for materials ..

Associate General Counsel – Employment Leader Responsibilities: Lead a multi-faceted employment strategy across our firm from strategic formulation through operational execution. Develop and inspire others while building and nurturing collaborative relationships ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... multiple sources across Corporate & Investment Banking and Wealth & Investment Management. Addressing complaints from a variety ... Managers, Associated Persons (AP), Compliance, Legal, and other business partners. Contacting..

Associate General Counsel Responsibilities: Provide support to investment management operations including its investment advisory programs. Lead the preparation, ... brochure disclosure documents relating to investment advisory programs) and investment advisory..

Director of Compliance Responsibilities: Provide reasonable assurance to senior management and the Board that there are effective and efficient policies and procedures in place, well understood and respected by all employees, ..

Wealth Management - Private Bank - Banker - Vice President Responsibilities: Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions and ..

Job OverviewA law firm seeks a Business Transactions Securities Attorney with 10-15 years of experience in Clayton, MO. The ideal candidate will have expertise in securities and private investment fund formation, ..

... while limiting fiduciary, regulatory and legal risk; Developing, strengthening, and retaining ... planning concepts, trust terms and legal concerns/requirements with beneficiaries and financial ... solutions regarding complex and non-routine..

... candidate will provide quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global..