Legal Counsel Investment Management Jobs in South Burlington

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... with account agreements, terms of legal documents, Trust Policy, state fiduciary ... with stated account agreements and/or legal documents to ensure fiduciary duties ... instructions/changes, as needed, to Trust..

... with account agreements, terms of legal documents, Trust Policy, state fiduciary ... with stated account agreements and/or legal documents to ensure fiduciary duties ... instructions/changes, as needed, to Trust..