Legal Counsel Investment Management Jobs in Tempe

Assistant General Counsel - Securities DUTIES: Consulting with ... - Securities DUTIES: Consulting with management in all business areas. Reviewing, ... Ancillary product administration, licensing, and legal requirements. Keeping informed..

Associate General Counsel Duties: Assisting with the corporate ... reporting, compliance, sales and property management staff. Assist in supporting the ... staff. Assist in supporting the legal needs of the..

Wealth Management Compliance Manager The candidate, under ... related to the Private Wealth Management Department; oversees the daily operations ... regulations. Examines Bank's Private Wealth Management policies, procedures and practices..

... which requires significant client relationship management and new business development. Assigned ... complex in nature. Implement the investment policy within portfolios for which ... portfolios for which UMB has..

Contract Management Implementation Consultant Duties: The candidate ... team to optimize tax and legal process, leveraging technology to align ... technology to align tax and legal software with the clients’..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... key member of the distribution legal team. Will address full range ... range of issues related to investment advisory business...

Compliance Investigator Duties: Applying analytic techniques to complex information sets in order to make logical and effectively supported recommendations on cases, including for reporting to Financial Crimes enforcement Network (FinCEN) and/or ..

... of experience or a senior counsel with at least eight years ... of experience to join the investment management team in Phoenix, AZ. The ... candidate should have experience..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Americas Financial Crimes Exam & Audit Management, Vice President The candidate will play a key role in establishing processes and procedures to ensure uniformity in preparation for, and management of, financial ..

... and monitor client portfolios; performs investment analysis and financial planning as ... are managed consistent with their investment objectives. Meets with clients and ... to educate them on BOKF’s..

Tax Staff - 2021 The candidate will prepare individual, trust, estate, partnership and corporate tax returns. May assist clients by providing a full spectrum of tax services including planning, research, and ..

... while limiting fiduciary, regulatory and legal risk; Developing, strengthening, and retaining ... planning concepts, trust terms and legal concerns/requirements with beneficiaries and financial ... solutions regarding complex and non-routine..

... candidate will provide quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global..

... Officer – Exams & Issues Management Duties: Responsible for providing support ... exams to senior and executive management. Compiles data for analysis, proactive ... processes for issues and exam..

Tax Senior Manager - Estate and Gifts Duties: Serve as the primary engagement manager with economic responsibilities for billing, realization, and collections. Effectively leverage available technology and other resources to maximize ..

... National Federal Tax Services, Global Investment & Innovation Incentives (Gi3) in ... of industries? Do you enjoy legal research, reviewing contracts, in addition ... National Federal Tax Services, Global..

Senior Corporate Counsel Duties: Negotiate, draft and review ... and negotiation of contracts, and legal consultation on new initiatives and ... issues, and regulatory matters. Conduct legal research and apply..

Sales Support Specialist II Duties: To support Commercial Banking teams and/or Business Banking teams and/or Market Sales Leader in the sales, servicing and management of business clients and commercial loan portfolios. ..