Legal Counsel Investment Management Jobs

Associate General Counsel The candidate will provide a ... provide a wide range of legal services in support of the ... University, focusing primarily upon preventative counsel and risk advice..

... employee and talent operations; researching legal and regulatory obligations with internal ... with project teams to translate legal and regulatory obligations into system ... May be driven by new..

Assistant General Counsel - Servicing and Operations/Cards Duties: ... Servicing and Operations/Cards Duties: Provide legal support to the Cards business ... Will be part of a legal team, consisting of..

... tax preparation and filing, and investment management, consistent with applicable laws and ... Assumes responsibility for developing fiduciary investment and administration policies and procedures ... Fiduciary Officer chairs the..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Trust Administration Officer I Duties: Responsible for administering personal trust accounts such as testamentary/intervivos trusts, foundations and agency accounts in accordance with terms specified in the trust instrument. Under general guidance ..

... and procedures relating to issues management, third party oversight and approval ... with other internal areas including Legal, Business Management, Operations, Technology, Finance, other Control ... Bachelor’s degree; experience..

Counsel The candidate provides legal advice and support to management and employees in Corporate Group ... Business units. Functions as a legal resource focusing on one or ... for anticipating..

... Officer for Independent Compliance Risk Management (ICRM) responsible for supporting Citibank’s ... delivery of a Compliance Risk Management (CRM) framework that maintains Compliance ... and procedures relating to issues..

Wealth Client Administrator III The candidate works with Private Client Advisors and Private Bankers in generating new sales through client acquisition and expansion of existing clients by providing Wealth Management solutions ..

... will require engagement with Business management at different stages of initiative ... and other control functions (Compliance, Legal, HR) in carrying out job ... ORM Framework and Risk Cycle..

VP, Assistant General Counsel - US Wealth Management, Insurance The candidate will be ... member of the US Wealth Management Legal team that is responsible for ... insurance, as well..

Counsel The candidate provides legal advice and support to management and employees in Corporate Group ... Business units. Functions as a legal resource focusing on one or ... for anticipating..

Associate General Counsel, Cards & Lending Regulatory The ... Regulatory The candidate will provide legal support to the North American ... group. Will be part of legal teams working with..