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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
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Office Manager The candidate will be developing and maintaining the attorney’s project management system. Providing general research, drafting, and secretarial assistance to attorneys. Managing firm time entry and billing. Coordinating and ..
Regulatory Analyst Responsibilities: Provide support for Investment Products and Securities Regulation Team attorneys and work with other Regulatory Analysts as assigned. Prepare securities filings for variable life and variable annuity products. ..