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Compliance ABAC Risk Assessment Senior The candidate provides guidance to the business to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. Synthesizes analyses, ..
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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Personal Injury Litigation Paralegal The candidate will be drafting lawsuits, answering and propounding discovery, setting up depositions, and working with expert witnesses. Draft and file lawsuits and motions, answer and propound ..
Business Development Coordinator The candidate will be supporting the coordination of business development and marketing activities including proposals and development of marketing collateral, case/experience tracking and reporting, directory submissions, awards & ..
Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, ..