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Compliance Product Officer - Security Services Duties: Serves as a Market ... as a Market and Securities Services product compliance risk officer for ... Risk Management (ICRM) covering Securities Services..
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Fund Legal Officer Responsibilities: Working directly with our clients, analysing and interpreting documents, regulations and procedures, including but not limited to: Day-to-day legal and administration tasks for funds. Review of, and ..
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Senior Associate, Regulatory Consulting Responsibilities: Responsibilities will be to perform regular, focused on operational Compliance/AML/KYC plan to identify and analyze clients. Performance Compliance/AML/KYC initial and ongoing checks (sampling, testing, assessing compliance ..
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Legal Officer (Capital Market) The candidate handles legal/corporate secretarial matters for clients and advisors, provides excellence in customer service, manages a portfolio of clients and develops (close) work relationships with advisors ..