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Compliance Management Lead Duties: Function as ... as subject matter expert for compliance management requirements applicable to the ... build and maintain components of Compliance Management Program within a company..
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Assistant General Counsel Duties: Contract review and drafting. Legal research. Ensuring compliance with state and federal requirements. Interacting positively with regulatory agencies. Assisting outside counsel. Coordinating responses to discovery. Providing legal ..
Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: Execute and implement firm-wide AML risk management policy and strategic processes. Maintain AML compliance program ..
Regulation W Compliance Officer The candidate duties will ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews of..
Job OverviewA law firm seeks an experienced attorney specializing in land use and real estate development in Paramus, New Jersey. The ideal candidate will have expertise in New Jersey's regulatory and ..
Compliance Assurance Director - NAM ICG ... candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing compliance..
AWM Compliance Manager The candidate will be responsible for oversight of the Private Bank business. Will provide support to ensure that the firm’s Financial Crime program is successfully implemented. Will: Assess ..
Job OverviewA law firm seeks an experienced Private Client International Tax and Estate Planning Associate / Senior Associate to join their team in Parsippany, NJ. The ideal candidate will have a ..
Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..
Americas Compliance And Operational Risk Control Chief of Staff The candidate will be responsible for: Providing support to the C&ORC Co-Heads and other senior C&ORC staff in managing the strategic priorities ..
Americas Compliance & Operational Risk Control Chief ... support the regional Americas Chief Compliance Officer (ACCO) and the senior ... senior management team within C&ORC (Compliance & Operational Risk Control)...
Director Compliance Fixed Income Duties: Promote reputation ... ethics and integrity. Address regulatory compliance issues relating to Fixed Income ... private fund regulation and related compliance issues. Review and advise..
Director Compliance The candidate will be responsible ... Oversee testing programs and ongoing compliance and other risk assessments; liase ... and NFA filings; Provide situational compliance support in connection with..
Senior Counsel, Regulatory Attorney The candidate will report directly to the Associate General Counsel and will be responsible for providing regulatory and business legal advice relating to broker-dealers and dual registrants. ..
Originations Compliance Counsel Duties: Supports Reverse Mortgage Funding LLC (RMF) in its ... (RMF) in its residential, reverse mortgage origination line of business by ... by strengthening the company’s origination..
Staff Attorney Duties: Coordinate with internal stakeholders to identify and advise on legal risks and contractual issues and in the interpretation of contracts and other and implement best practices. Draft and ..
Job OverviewA law firm seeks a Structured Finance Associate to join its finance group in Short Hills, NJ. The role focuses on transactions involving commercial-mortgage backed securities (CMBS) and offers an ..
Manager Compliance, Personal Securities Trading Duties: Lead, ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..
Job OverviewA law firm seeks an experienced Senior Commercial Real Estate Attorney in Woodland Park, NJ. The successful candidate will play a crucial role in managing complex legal matters, advising clients, ..
Job Overview: A law firm is seeking an Associate Attorney to join its Fairfield, New Jersey office. This role offers early-career attorneys the opportunity to gain experience in foreclosure and bankruptcy ..
Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..