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Senior Corporate Counsel-Real Estate The candidate will be responsible for legal support of transactional, compliance and strategic planning matters relating to real estate for The University of Phoenix, Inc., including leasing ..
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Wealth Management Compliance Manager The candidate, under the ... direction of the Director of Compliance and Audit, develops and implements ... develops and implements the Bank's compliance program related to..
Private Wealth Advisor DUTIES: Develops, maintains, and expands client relationships. Helps manage and monitor client portfolios; performs investment analysis and financial planning as necessary to ensure client assets are managed consistent ..
Manager Compliance, Personal Securities Trading Duties: Lead, ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..
Senior Corporate Counsel Duties: Negotiate, draft and review firm contracts including: engagement letters and professional services agreements, master services agreements and statements of work, government contracts, request for proposals, data privacy ..
... risk management (QRM) and legal compliance evaluation and monitoring, as well ... clients. Will lead risk and compliance review, analysis and evaluation of ... Recognize, understand, and articulate key..
Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..
... and resources as required on mortgage servicing topics related to bankruptcy, ... and/or Senior Director, Legal and Compliance. Assist the Legal and Compliance Department in understanding accounts with .....
Compliance Investigator Duties: Applying analytic techniques to complex information sets in order to make logical and effectively supported recommendations on cases, including for reporting to Financial Crimes enforcement Network (FinCEN) and/or ..
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Controls & Governance Officer – Exams & Issues Management Duties: Responsible for providing support in preparation for, during, and after examinations, audits, and continuous monitoring activities, as well as facilitating finding/issue ..
Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..
Job OverviewA law firm seeks a Real Estate Attorney in Phoenix, AZ. The ideal candidate will provide expert legal advice on real estate transactions, ensuring compliance with applicable laws and regulations.DutiesDraft ..
5/25/2021 The Finance Paralegal works at the direction of the Senior Corporate Paralegal to assist attorneys in the Legal Department and other Bank personnel on a wide range of legal matters, ..
Corporate Attorney The candidate should be a Corp/ Securities/ M&A Attorney. Should have 15+ years’ experience and strong research and writing skills. Significant experience with federal and state securities compliance, including, ..
Job OverviewA law firm seeks a knowledgeable and detail-oriented Foreclosure/Title Attorney in Phoenix, AZ. The ideal candidate will have experience with foreclosure matters, including title review and resolution of title issues ..
A law firm in Tempe, AZ, is seeking a talented Transactional Attorney to join their team. The ideal candidate will handle various transactional work, including corporate, M&A, real estate transactions, and ..
Senior Paralegal (Corporate Services & Real Estate) Duties: Provides real estate support and expertise in commercial purchase, sale, asset management and leasing matters. Handles and manages Day 2 portfolio and leasing ..
Tax Staff - 2021 The candidate will prepare individual, trust, estate, partnership and corporate tax returns. May assist clients by providing a full spectrum of tax services including planning, research, and ..
Americas Financial Crimes Policy Governance, Vice President The candidate will play a key role in implementing and administering the Bank’s financial crimes governance framework in the Americas Region, including documentation (e.g. ..