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Compliance Assurance Director Duties: The candidate ... candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Assurance team ... Assurance team responsible for assessing compliance..
Compliance Assurance Senior Analyst, AVP Duties: ... Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing compliance..
Counsel, Asset Management The candidate will Under administrative direction, uses extensive knowledge and skills obtained through education and experience to provide legal advice and counsel in specific functional area(s). Participates in ..
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VP, Assistant General Counsel - US Wealth Management, Insurance The candidate will be a member of the US Wealth Management Legal team that is responsible for supporting annuities and life insurance, ..
Attorney - Litigation The candidate will handle a large docket of litigation, regulatory enforcement and advisory matters. Litigate cases through arbitration or trial. Advocate and negotiate on behalf of the firm ..
Compliance Escalation and Incident Reporting Vice ... delivery and maintenance of best-in-class Compliance programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..
Compliance Risk Management Senior Manager - ... VP Responsibilities: Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... delivery and maintenance of best-in-class Compliance,..
Compliance Assurance Director - NAM ICG ... candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing compliance..
Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..
Job OverviewA law firm seeks an experienced Transactional Real Estate Attorney in Saint Petersburg, FL. This role offers a dynamic opportunity for a professional with strong communication, networking, and marketing skills. ..
Compliance Assurance Officer, VP – GCB ... Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing compliance..
Compliance Escalation and Incident Reporting Vice ... President Duties: Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... delivery and maintenance of best-in-class Compliance..
Job OverviewA law firm seeks a knowledgeable and detail-oriented Foreclosure/Title Attorney in Tampa, FL. The ideal candidate will have experience with foreclosure matters, including title review, title curative work, and resolution ..
Assistant General Counsel - Servicing and Operations/Cards Duties: Provide legal support to the Cards business of group, supporting Performing Servicing and Operations. Will be part of a legal team, consisting of ..
Job OverviewA law firm seeks an experienced Real Estate Attorney in Tampa, FL. This role offers a dynamic opportunity for a professional with strong communication, networking, and marketing skills. The ideal ..
Senior Counsel, Treasury And Trade Solutions The candidate is responsible for negotiating with clients for the suite of TTS (Treasury and Trade Solutions) Cash Management offerings, specifically, Accounts, Payments, Receivables, Liquidity ..
A law firm is currently seeking a Senior Real Estate Associate Attorney for their office located in Tampa, FL. The ideal candidate should possess the following qualifications:Job Overview: The Senior Real ..
Compliance Product Officer - Fair Lending ... will serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include monitoring compliance..
Compliance Product Officer (GCB) - Vice ... delivery and maintenance of best-in-class Compliance, programs, policies and practices for ... approvals and interpretation of internal compliance policies. Assisting with regulatory inquiries..
... risk management (QRM) and legal compliance evaluation and monitoring, as well ... clients. Will lead risk and compliance review, analysis and evaluation of ... Recognize, understand, and articulate key..
Compliance Sanctions Officer - Screening Architecture ... Architecture Duties: Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... contacts in the Business and Compliance..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..