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Interactive Brokers is looking for a motivated and talented regulatory attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space, who is interested in joining ..
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... substantial plus factors. Responsibilities Provide legal advice on a wide variety ... and litigation risk. Assisting in legal assessment and development of new ... procedures, and assessing and mitigating..
Job Description Interactive Brokers is looking for a motivated and talented compliance analyst who is familiar with U.S. securities and/or commodities regulations and has appropriate experience at a regulatory agency, exchange ..
... professional to serve as a Legal Documentation Specialist / Paralegal to ... obtaining necessary approvals from Compliance, Legal and Regulatory departments Reviewing and ... and external auditors Maintaining a..