Policy Compliance Jobs in Wantagh

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

Job Overview:A law firm seeks a highly skilled and motivated Labor Associate Attorney to join their team in Melville, NY. The ideal candidate will be crucial in representing management in various ..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

A law firm in Brooklyn is seeking an experienced Immigration Trial Attorney with 5+ years of experience in removal defense, general immigration law, or litigation. The candidate will represent clients before ..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities The Sr. Compliance Analyst – Core..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

A law firm is seeking an OSHA Of Counsel for their Long Island office. The candidate will provide guidance and support to clients on workplace safety and health compliance requirements, focusing ..

A law firm is seeking an eDiscovery Attorney to join their team in Melville, NY. The role involves managing eDiscovery in a portfolio of complex and global litigations and investigations. Below ..

A law firm in Garden City, NY, is seeking a Litigation Pre-Trial Attorney with over 3 years of experience and knowledge in pre-trial litigation. The role involves conducting legal research, preparing ..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

A law firm in Brooklyn is seeking a seasoned Senior Business Immigration Attorney with 5+ years of experience. The ideal candidate will represent clients in employment and investment-based immigration matters, supervise ..

... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead compliance officer in key areas, including ... each of these topics, the..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

... and providing legal counsel on compliance issues. The ideal candidate should ... counsel to clients on various compliance matters, including employee discipline and ... discharge, employee benefits, handbook and..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..