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Legal and Compliance Officer The candidate will update internal control policies and procedures in order to track regulatory requirements. Undertake regular compliance monitoring reviews. Research on all necessary legal and statutory ..
... ensuring the company is in compliance with the local regulatory guidelines ... range of corporate transactions, predominantly private equity and M&A transactions, with some ... with some IPO and..
Compliance Officer The candidate will assist in ... regulatory and legislative change. Update compliance knowledge/requirements to the relevant staff ... relevant staff or departments. Conduct compliance audit tests. Handle licensing..
Compliance Officer, Transaction Monitoring – Legal & Compliance The candidate will conduct investigation on alerts generated from filtering system and internal escalation by business and support units. Prepare suspicious transaction reports ..
Asset Management Compliance Officer The candidate will provide general ... distribution in APAC and ensure compliance with the relevant rules and ... APAC. Coordinate with Global AM compliance teams, Core..
Compliance Due Diligence Officer, APAC Compliance Operations Duties: Focus on the ... development of the Financial Crime Compliance Program across Private Banking division especially around the ... regulatory requirements and..
Equities Compliance Officer - Vice President The candidate ... candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..
Senior Vice President - BCMA Compliance Product Sr Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert..
Senior Officer / Officer (investment Risk And Compliance) The candidate will perform duties ... and enhancement of risk and compliance framework, policies and procedures in ... in Investment Management Department...
Compliance officer The candidate will supporting the ... candidate will supporting the Local Compliance Officer in managing the relation with ... external auditors; Supporting the Local Compliance Officer in managing..
GM Compliance Officer The candidate should have 8+ ... candidate should have 8+ years’ compliance experience in a global investment ... independently manage responses to regulatory compliance issues/queries, experience with..
Treasury/Chief Investment Office, Business Control Manager, Associate','200028280','!*!Who We Are:JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm ..