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... business leaders. Providing legal and regulatory advice and counsel to the ... and counsel to the retail broker-dealer with a concentration on investments, ... Representing and counseling insurers and..
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... a motivated and talented litigation attorney with experience in securities and commodities issues in the ... and commodities issues in the broker-dealer and futures commission merchant space, ... a..
... for a motivated and talented regulatory attorney with experience in securities and commodities issues in the ... and commodities issues in the broker-dealer and futures commission merchant space, .....
... a motivated and talented corporate attorney with experience in fintech businesses ... DC. Experience with regulation of broker-dealers (SEC, CFTC, FINRA) and strong ... corporate matters facing an electronic..
... administration agreements, employer services agreements, agent/broker compensation agreements, non-disclosure agreements, business-specific ... Compliance team to respond to regulatory and consumer complaints, and to ... analysis of state and federal..
