Regulatory Broker Dealer Securities Attorney Jobs in District Of Columbia

... Management Associate; Senior Associate – Securities The candidate must have 2-4 ... advising and representing investment advisers, broker-dealers, hedge funds, securities exchanges, or securities trade associations regarding compliance with..

... have experience with investment advisory regulatory matters and counseling securities and investment management firms on ... and investment management firms on regulatory matters under the federal securities, with particular..

... compliance issues program, and a regulatory change management program, among others. ... compliance research into matters of regulatory policy and compliance as necessary ... compliance functions in a registered..

... law firm seeks a Counsel-level attorney to join its esteemed and ... join its esteemed and expanding Securities Enforcement practice group. This role ... market participants, and individuals, in..

... a motivated and talented litigation attorney with experience in securities and commodities issues in the ... and commodities issues in the broker-dealer and futures commission merchant space, ... a..

... is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their ... will have extensive experience in securities law and corporate governance, with ... in public company..