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... business leaders. Providing legal and regulatory advice and counsel to the ... and counsel to the retail broker-dealer with a concentration on investments, ... Representing and counseling insurers and..
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... a motivated and talented corporate attorney with experience in fintech businesses ... transactions, data privacy, regulation of broker-dealers (SEC, CFTC, FINRA) and strong ... corporate matters facing an electronic..
... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the Market Regulation ... and approval function for existing..
... legal support to the institutional broker-dealer businesses of Huntington Capital Markets ... rules and regulations, including the Securities Exchange Act of 1934 and ... rules of the Financial Industry..
