Regulatory Broker Dealer Securities Attorney Jobs in San Francisco

Senior Counsel-BTLU-Investment Transactions Duties: Reporting to the Deputy General Counsel, Business Transactions and Land Use, handles a broad range of corporate transactional and investment matters. structuring, documenting and negotiating legal matters ..

Regulatory Counsel The candidate will Provide ... candidate will Provide legal and regulatory advice on our products to ... and business partners on the Securities Act, Exchange Act, Investment Advisers..

... business leaders. Providing legal and regulatory advice and counsel to the ... and counsel to the retail broker-dealer with a concentration on investments, ... Representing and counseling insurers and..

... but not limited to: Handling regulatory matters; Assisting with product development ... and procedures that meet applicable regulatory requirements; Testing the operative effectiveness ... of business and operations teams,..