Regulatory Capital Jobs in Los Angeles

Legal & Compliance Associate Duties: Work closely with the venture investment team to close new venture capital investments. Evaluating deal documents, negotiating side letters, flagging potential investment restrictions, and coordinating the ..

General Counsel Duties: Manage general corporate matters for the Company and provide legal counsel, risk assessment, and litigation resolution, including corporate governance, IP law (patents and trade secrets) regulatory and compliance ..

Mid-Level Privacy and Cybersecurity Associate The candidate should have 3-6 years of direct experience for growing privacy and cybersecurity practice. Will have deep experience in drafting privacy/security policies; editing contracts/DPAs; conducting ..

Job Overview: A law firm in Santa Monica, CA, is seeking a skilled Senior Debt and Leveraged Finance Counsel or Associate Attorney with 5-8 years of leveraged/banking finance experience. The ideal ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Technical Claims Supervisor - Major Case Unit Construction Duties: The candidate will deliver industry-leading technical claim handling/management, claim outcomes, business support, and customer service. Make claim services an Arch competitive advantage. ..

AVP, Fund Attorney The candidate will prepare and negotiate side letters, subscription agreements and other ancillary documents for commingled funds (e.g., LPA amendments, PPM supplements, investment management agreements, guarantees). Assist with ..

Securities Counsel DUTIES: Accountable for 33 and ‘34 Act compliance (e.g., addressing matters/documents related to public securities offerings, and the preparation/review of proxy statements, 10-Ks, 10-Qs, 14As, 8-Ks, S-3s, S-8s, Section ..

Counsel - Litigation Responsibilities: Provide support to senior attorney responsible for worldwide litigation, including consultation on litigation strategy and document review. Provide backup and support for senior attorney on array of ..

Paralegal The candidate will be assisting attorneys in setting up and closing investment funds, including reviewing subscription agreements and client account questionnaires for accuracy and completeness; maintaining an on-line database for ..

... a highly skilled and experienced Capital Markets Associate Attorney to join ... a strong background in U.S. capital markets, including representation of underwriters, ... support to clients on various..

UPS is seeking an experienced Accountant II to ensure accounting transactions are properly recorded, posted, processed, and reported. He/She completes day-to-day maintenance to ensure thorough and accurate general ledgers. This position ..

A law firm is seeking a Global Transportation Finance Associate Attorney for their Los Angeles office. The successful candidate will be responsible for handling a variety of transactional matters related to ..

... the internal lead for all regulatory and legal matters. The ideal ... a background in corporate or regulatory law and some exposure to ... some exposure to broker/dealer FINRA..

Vice President, Fund Attorney The candidate will structure fund complexes and separate accounts to address tax, legal and regulatory concerns. Prepare offering documents, including private placement memoranda. Prepare and negotiate limited ..

A law firm is seeking an Associate Attorney with 3-5 years of relevant law firm experience in Corporate Law. The ideal candidate will specialize in private offerings, general venture capital and ..

Counsel - Securities and Corporate Governance The candidate will draft and provide counsel in support of SEC, NYSE and other securities filings, including current and periodic reports and announcements, Section 16 ..

Financial Services Associate The candidate should have 2 - 5 years of experience forming private funds (e.g., private equity, hedge, real estate and/or venture capital funds), assisting clients with their operating ..

Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

Regulatory and Securities Attorney The candidate will provide advice and trusted counsel to clients and will collaborate with the growing team to help build on the company’s success, grow practice, and ..

Senior Investment Management & RECM Associate The candidate should have 6+ years of experience; admitted to practice in the jurisdiction in which are applying; strong experience with the establishment and representation ..

Counsel - Asia Pacific The candidate will research, develop, prepare and maintain a variety of legal documentation, such as investment advisor registrations, etc. Ensure such documentation is in compliance with applicable ..

Senior Investment Management & RECM Associate The candidate should have 6+ years of experience; admitted to practice in the jurisdiction in which are applying; strong experience with the establishment and representation ..