Regulatory Capital Jobs in Martinez

Managing Counsel-Capital Strategies Duties: Provides for high quality, timely, relevant, and solution-oriented counsel including research, writing, advice and advocacy. Keeps informed on legislation and case law developments affecting overall operations of ..

Regulatory Intelligence Project Manager Responsibilities: Identify, ... Develop new or update existing regulatory policies, processes and SOPs and ... to determine the impact of regulatory changes on the business. Manage..

Vice President, Legal Counsel Duties: Handling regulatory matters. Assisting with product development and structuring. Drafting and updating SEC registration statements. Shareholder communications and related risk disclosures. Negotiating service provider and client ..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

... CA, is seeking a Mid-level Regulatory and Compliance Associate Attorney with ... attorneys. The role includes providing regulatory and compliance support in corporate ... support in corporate transactions or..

Regulatory Compliance Senior Associate The candidate ... private equity, hedge and venture capital fund managers, in addition to ... managers, in addition to providing Regulatory Exam support and outsourced Chief..

... control to ensure we meet regulatory standards, and procure the needed ... lives.SUMMARY: The Senior Director, Corporate Capital Planning and Real Estate will ... Strategic Facility Planning Process, Corporate..

Regulatory and Securities Attorney (Hybrid/Remote) The candidate will provide advice and trusted counsel to clients and will collaborate with the growing team to help build on the company’s success, grow practice, ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Bank Regulatory Counsel Responsibilities: Permissible activities and ... as resolution planning). Lending limits, capital and liquidity requirements and other ... other applicable banking regulations. Provide regulatory advice for new initiatives,..

Counsel - Corporate Securities / Public Company The candidate will advise on public company and corporate securities law matters and related compliance, including SEC reporting, NASDAQ compliance, and public disclosures. Work ..

Associate Counsel The candidate will perform legal work relating to Artisan’s business as an investment adviser, including mutual fund, hedge fund and separate account matters. Perform legal work relating to Artisan’s ..

Associate General Counsel, Corporate, Securities & M&A The candidate will work closely with the company's Financial Reporting, Investor Relations, Internal Audit, Executive Compensation, Accounting, Tax and Treasury teams. Will interface regularly ..

... is seeking a Mid-Level Venture Capital/Emerging Growth Associate Attorney with 3-5 ... have a focus on venture capital and emerging company representation, along ... communicate complex matters effectively. Duties:Represent venture..

General Attorney Duties: The candidate will act as primary coordinator and point of contact between A&D Center Specialists and Division of Enforcement/MAU investigative staff including by identifying analytical resources available to ..

Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

Legal Counsel - Bank Regulatory and Treasury Services The candidate will work extensively with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice and guidance ..

... all stages, from pre-formation to capital markets. Duties:Provide legal counsel and support ... and founder-led companies.Advise clients on regulatory compliance issues related to healthcare ... emerging healthcare technology trends and..

Corporate Securities Associate (Mid to Senior) The candidate can also expect to be involved with a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including ..

... requirements, custody rule requirements, cross-border regulatory challenges, and responding to FINRA ... responding to FINRA and SEC regulatory inquiries. The candidate will also ... securities laws, and addressing broker-dealer..

Technical Claims Supervisor - Major Case Unit Construction Duties: The candidate will deliver industry-leading technical claim handling/management, claim outcomes, business support, and customer service. Make claim services an Arch competitive advantage. ..

US Bank Regulatory Attorney The candidate will advise ... will advise on US bank regulatory and other general corporate work. ... Will advise on US bank regulatory matters including permissible..

Corporate Counsel (SVB Capital) The candidate will advise on underlying investments, including debt investments, warrant and equity co-investments, intercreditor arrangements and workouts/restructurings. Advise on fund financing matters, including capital call facilities, ..