Regulatory Capital Jobs in Oakland

Managing Counsel-Capital Strategies Duties: Provides for high quality, timely, relevant, and solution-oriented counsel including research, writing, advice and advocacy. Keeps informed on legislation and case law developments affecting overall operations of ..

Regulatory Intelligence Project Manager Responsibilities: Identify, ... Develop new or update existing regulatory policies, processes and SOPs and ... to determine the impact of regulatory changes on the business. Manage..

Regulatory Compliance Senior Associate The candidate ... private equity, hedge and venture capital fund managers, in addition to ... managers, in addition to providing Regulatory Exam support and outsourced Chief..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Corporate Counsel Duties: The candidate will be supporting the firm’s SEC filings and other corporate regulatory filings, including the proxy statement, 10-K, and Section 16 reports, as well as compliance with ..

Legal Counsel - Bank Regulatory and Treasury Services The candidate will work extensively with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice and guidance ..

Bank Regulatory Counsel Responsibilities: Permissible activities and ... as resolution planning). Lending limits, capital and liquidity requirements and other ... other applicable banking regulations. Provide regulatory advice for new initiatives,..

... is seeking a Mid-Level Venture Capital/Emerging Growth Associate Attorney with 3-5 ... have a focus on venture capital and emerging company representation, along ... communicate complex matters effectively. Duties:Represent venture..

... Duties: Provide strategic legal and regulatory compliance advice to business teams, ... development and operations. Help drive regulatory and government affairs strategy for ... Monitor and analyze legal and..

... requirements, custody rule requirements, cross-border regulatory challenges, and responding to FINRA ... responding to FINRA and SEC regulatory inquiries. The candidate will also ... securities laws, and addressing broker-dealer..

Regulatory and Securities Attorney (Hybrid/Remote) The candidate will provide advice and trusted counsel to clients and will collaborate with the growing team to help build on the company’s success, grow practice, ..

Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

... CA, is seeking a Mid-level Regulatory and Compliance Associate Attorney with ... attorneys. The role includes providing regulatory and compliance support in corporate ... support in corporate transactions or..

... start-ups in connection with venture capital financings, M&A transactions, securities offerings, ... early-stage technology start-ups on venture capital financings, M&A transactions, securities offerings, ... on corporate governance, compliance, and..

Counsel - Corporate Securities / Public Company The candidate will advise on public company and corporate securities law matters and related compliance, including SEC reporting, NASDAQ compliance, and public disclosures. Work ..

... all stages, from pre-formation to capital markets. Duties:Provide legal counsel and support ... and founder-led companies.Advise clients on regulatory compliance issues related to healthcare ... emerging healthcare technology trends and..

Financial Services Associate The candidate should have 2 - 5 years of experience forming private funds (e.g., private equity, hedge, real estate and/or venture capital funds), assisting clients with their operating ..

Technical Claims Supervisor - Major Case Unit Construction Duties: The candidate will deliver industry-leading technical claim handling/management, claim outcomes, business support, and customer service. Make claim services an Arch competitive advantage. ..

Corporate Securities Associate (Mid to Senior) The candidate can also expect to be involved with a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including ..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

Corporate Counsel (SVB Capital) The candidate will advise on underlying investments, including debt investments, warrant and equity co-investments, intercreditor arrangements and workouts/restructurings. Advise on fund financing matters, including capital call facilities, ..

General Attorney Duties: The candidate will act as primary coordinator and point of contact between A&D Center Specialists and Division of Enforcement/MAU investigative staff including by identifying analytical resources available to ..

US Bank Regulatory Attorney The candidate will advise ... will advise on US bank regulatory and other general corporate work. ... Will advise on US bank regulatory matters including permissible..