Regulatory Capital Jobs in Stamford

Legal Assistant The candidate will perform duties: handle regulatory filings, corporate board work and general administration. Assist with corporate entity licensing filing and renewals. Perform legal research of statutes and regulations ..

Director - Workout Officer, Commercial Credit Risk & Analytics - Special Assets Group (Commercial Real Estate) The candidate will perform the duties of a lending officer and be responsible for the ..

Staff Attorney - Mortgage Compliance - In-House Counsel The candidate will work primarily with our mortgage banking regulatory and compliance team, and secondarily on employment matters, real estate leases, contract negotiations ..

... global brokerage entities, focusing on regulatory reporting audits. Key Responsibilities Conduct ... entities to ensure compliance with regulatory requirements and internal policies Deliver ... Good understanding of brokerage net..

... for a motivated and talented regulatory attorney with experience in securities ... Responsibilities: Assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, including: Evaluating the legal .....

Wealth Management Capital Markets/Private Securities Attorney, Executive Director, or Vice President Responsibilities: Working on transactions involving the distribution of co-investments, secondaries, and direct private securities offerings. Advising on legal obligations arising ..

New Hyde Park office of a BCG Attorney Search Top Ranked Law Firm seeks a junior transactional attorney with 2-4 years of relevant experience. The candidate will assist in the preparation ..

... assess adequacy of controls over regulatory requirements and business line monitoring ... or legal, or audit, or regulatory examiner experience. Should preferably have ... risk management, risk management, legal,..

... information barriers, investment banking and capital markets activity, research independence, disclosure ... to support compliance with applicable regulatory obligations, corporate requirements and industry ... manage routine internal audits and..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

Technical Claims Supervisor - Major Case Unit Construction Duties: The candidate will deliver industry-leading technical claim handling/management, claim outcomes, business support, and customer service. Make claim services an Arch competitive advantage. ..

Legal Counsel - Bank Regulatory and Treasury Services The candidate will work extensively with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice and guidance ..

White Plains office of a BCG Attorney Search Top Ranked Law Firm seeks a securities attorney with 4+ years of securities experience. The candidate will advise clients on legal issues related ..

Legal Counsel - Bank Regulatory and Treasury Services The candidate will work extensively with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice and guidance ..

Job Title: Global Financial Regulatory Analyst Location: Greenwich, CT (Hybrid) ... Job Description: The Global Financial Regulatory Analyst is responsible for ensuring ... ensuring compliance with the financial regulatory rules..

Compliance Advisor Manager The candidate will be providing input on business regulatory requirements. Providing guidance on business policies, standards, and procedures. Leading and reviewing department training, as appropriate. Providing compliance advice ..

Uniondale office of a BCG Attorney Search Top Ranked Law Firm seeks a securities attorney with 4+ years of securities experience. The candidate will advise clients on legal issues related to ..

Manager, Swap Dealer Advisor Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program. Advising Sales and Trading and related Operations teams on CFTC swap regulations and Designated Contract ..

Legal Counsel - Bank Regulatory and Treasury Services The candidate will work extensively with the team at firms Bank USA, firms’s $120B+ US bank, to provide comprehensive support, advice and guidance ..

Technical Claims Supervisor - Major Case Unit Construction Duties: The candidate will deliver industry-leading technical claim handling/management, claim outcomes, business support, and customer service. Make claim services an Arch competitive advantage. ..

Job Overview: A law firm in Mineola, NY, is seeking an experienced Corporate Attorney with at least 10 years of general corporate experience, including mergers and acquisitions, securities, joint ventures, finance, ..

New Hyde Park office of a BCG Attorney Search Top Ranked Law Firm seeks a mid-level transactional associate attorney with 4-7 years of relevant experience. The candidate will assist in the ..

Paralegal - Mortgage Banking Regulatory Compliance The candidate's responsibilities include: Reviewing loan files to ensure compliance with company and legal requirements; Assist with compiling documents for diligence requests from regulatory examiners ..