Regulatory Compliance Advisor Jobs

In House Legal Counsel The candidate should have broad exposure to the company’s legal matters, with a specific emphasis on corporate contracts, agreements and client partnership specifics as we grow and ..

VP, Legal The candidate will have a meaningful impact on the growth and development of company while working collaboratively with many different team leaders at company. Duties: Providing proactive and strategic ..

In-House Counsel Duties: Providing proactive and strategic legal and regulatory advice and recommendations based on business priorities and industry context. Regularly interfacing with counsel at our partner corporate clients and partner ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Advisor Trust Srvs - Trust Officer ... necessary to complete review, ensure advisor has been in contact with ... trusts meet internal and external regulatory requirements by adhering to established..