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Wealth Advisor The candidate will be responsible for managing a book of fiduciary/investment management relationships while maintaining knowledge of fiduciary law and regulatory requirements. They serve as primary point of contact ..
... leaders on all matters involving regulatory, compliance, business operations and government affairs ... Serve as the primary legal advisor with respect to regulatory compliance, regulatory and government affairs, and..
Senior Counsel - Healthcare Compliance Duties: Understanding the landscapes relevant ... implementation, and operation of company-wide compliance programs and initiatives. Supporting the ... and initiatives. Supporting the Chief Compliance Officer..
... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..
Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities to..
Senior Principal Advisor and Counsel, Market Manipulation The ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the..
Description The Associate Director or Cloud Platforms leads the planning, design, and engineering of Humana's AWS and GCP environments. The ideal candidate will have a strong technical background in cloud architecture ..
... create capacity for the Financial Advisor by partnering together to serve ... the direction of the Financial Advisor.u0026nbsp;u003cbru003eu003cbru003eOur Registered Branch Associates are an ... branch office has one financial..
... Services (GPS) Procurement Operations & Compliance Manager in Atlanta Georgia Government ... Services (GPS) Procurement Operations & Compliance Manager Deloitte Services LP includes ... results. Serves as a business..
... philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure ... in accordance with all legal, compliance, and regulatory requirements and programs. Adheres..
... for an IT Governance Risk Advisor. The ITRG team is responsible ... control environment. Responsibilities The IT Compliance Professional 2 works with all ... information systems procedures are in..
Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...
... and looking for a Talent Advisor to specialize in our Information ... in Ecological transformation The Talent Advisor will report to the Recruiting ... complying with external legal and..
Assistant Legal Advisor The candidate reporting directly to ... entities, regarding sponsored research and regulatory compliance, including to government and industry-sponsored ... addition to communicating regularly with compliance offices of..
Chief Compliance and Regulatory Officer (CCRO) The candidate will ... candidate will serve as an advisor to IFG Companies' senior management ... senior management team on operational compliance and regulatory..
Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..
... will serve as a trusted advisor to Consulting leadership on contractual ... the business team ranging from compliance/administrative matters to the construction of ... and procedures, contractual obligations, and..
Legal Counsel - Regulatory and Compliance The candidate will help identify ... will help identify and drive regulatory compliance and global compliance projects impacting Firm’s global business ... Will understand,..