Regulatory Compliance Advisor Jobs in Miami

Assistant Director Compliance Duties: Assists in providing strategic ... the University’s institutional ethics and compliance program, assists in the assessment ... assists in the assessment of compliance readiness of various..

Assistant Director Compliance The candidate will assists in ... the University's institutional ethics and compliance program, assists in the assessment ... assists in the assessment of compliance readiness of various..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Assistant General Counsel Duties: Assist the Chief Legal Officer and senior management in identifying and managing significant legal and compliance risks and opportunities. Serve as a strategic legal advisor to the ..

Key Accountabilities: Leverage personal expertise and the best thinking of Wealth Management Group to deliver world-class financial advice and investment expertise to current and prospective Retail, Business, and Private Banking clients. ..

... SEC and Nasdaq / NYSA compliance, including but not limited to ... 16 reporting and insider trading compliance matters. Experience reviewing earnings press ... company issuers. Familiarity with other..

... will serve as a trusted advisor to Consulting leadership on contractual ... the business team ranging from compliance/administrative matters to the construction of ... and procedures, contractual obligations, and..

Deputy General Counsel - Compliance The candidate will assist the ... Ensure all entities operate in compliance with applicable laws, standards, and ... other public messaging to ensure compliance with..