Regulatory Compliance Advisor Jobs in Minnesota

Global Compliance Counsel Responsibilities: Responsible for framework ... Responsibilities: Responsible for framework of compliance and ethics programs globally. Provides ... and ethics programs globally. Provides compliance support for on-going Board..

... reputation by providing support for regulatory and legal matters. Work closely ... Work closely with legal and compliance groups as well as directly ... business partners on legal and..

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review ..

... of investing capital must meet regulatory requirements while at the same ... cash returns while ensuring all compliance and risk management objectives are ... ensuring all federal and state..

... will serve as a trusted advisor to Consulting leadership on contractual ... the business team ranging from compliance/administrative matters to the construction of ... and procedures, contractual obligations, and..

Counsel - Investments Duties: Provide legal support to senior counsel on General Account investments, including private debt and private equity investments (equity and mezzanine co-investments and fund investments). Manage various aspects ..

Description The Associate Director or Cloud Platforms leads the planning, design, and engineering of Humana's AWS and GCP environments. The ideal candidate will have a strong technical background in cloud architecture ..

... business development opportunities, through any regulatory review prior to closing and ... Medtronics commitment to privacy and compliance with all applicable privacy laws ... and courage as a trusted..

... is seeking a licensed Investment Advisor to assume and expand the ... Lakes Area, MN offices. The advisor will be based out of ... Frandsen Investments Program Manager. The..

... is seeking a licensed Investment Advisor to assume and expand the ... our Southern, MN offices. The advisor will be based out of ... Frandsen Investments Program Manager. The..

... unlock creative solutions while ensuring compliance with industry regulations at the ... Federal level. Supports and trains compliance within the Sales and Marketing ... manufacturers. Leads and manages the..

... philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure ... in accordance with all legal, compliance, and regulatory requirements and programs. Adheres..

... product planning, communications, roadmaps, client advisor boards and execution.u00a0 This is ... a strong risk mitigating and compliance-driven culture which firmly establishes those ... (Credit, Market, Financial Crimes, Operational,..

... as a product safety and compliance advisor and provide practical, business-oriented legal ... or indirectly manage certain other compliance, litigation or regulatory professionals employed by the Company. ... for..

... for an IT Governance Risk Advisor. The ITRG team is responsible ... control environment. Responsibilities The IT Compliance Professional 2 works with all ... information systems procedures are in..

... create capacity for the Financial Advisor by partnering together to serve ... the direction of the Financial Advisor.u0026nbsp;u003cbru003eu003cbru003eOur Registered Branch Associates are an ... branch office has one financial..

Key Accountabilities: Leverage personal expertise and the best thinking of Wealth Management Group to deliver world-class financial advice and investment expertise to current and prospective Retail, Business, and Private Banking clients. ..

... Engage with peers, managers risk, compliance, managers companywide, and serve as ... and serve as an expert advisor to leadership team Required Qualifications, ... a strong risk mitigating and..

... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..

... and courage as a trusted advisor to the assigned Operating Units; ... for both data and privacy legal/regulatory compliance as well as strategic advising; ... and courage as a..

... Provide advice on legal and regulatory issues impacting investment advisers, particularly ... well as members of the Compliance and Risk teams. Lead complex ... subsidiaries. Serve as a legal..

Lead Counsel - Regulatory & Risk The candidate will lead complex initiatives with broad impact and act as a key participant in large-scale planning. Will handle matters that have a significant ..

ADP is hiring a Sales Representative for Retirement Services . Are you ready to control your financial future with unlimited upside earnings potential? Are you looking for continuous learning and the ..