Regulatory Compliance Advisor Jobs in New York City

Business Analyst, Compliance Technology Services New York, NY ... email. JOB DESCRIPTION: Business Analyst, Compliance Technology Services Description This is ... Business Analyst position with the Compliance Technology Services Group..

Senior Counsel, Regulatory Attorney The candidate will report ... will be responsible for providing regulatory and business legal advice relating ... and provide legal support on regulatory matters and examinations...

... Financial Services Risk, Data & Regulatory Senior Consultant in New York ... Financial Services Risk, Data & Regulatory Senior Consultant Deloitte Risk and ... Industry (FSI) Risk, Data and..

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney to join their ... candidate will bring experience in compliance and regulatory matters, specifically with registered investment ... in..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... trends. Conduce quality assurance on..

... act as an advocate and advisor concerning legal rights and obligations ... clients in matters related to regulatory compliance, including guidance to ensure compliance and defense against allegations of..

Associate Counsel, Global Product Regulatory & Litigation The candidate will ... product liability, class action, advertising, regulatory, commercial, insurance recovery, and other ... appropriate. Identify potential litigation or regulatory risk..

Senior Principal Advisor and Counsel, Market Manipulation The ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the..

A law firm is seeking a Mid-Level Mergers And Acquisitions And Private Equity Associate Attorney to join their team in New York City, NY. The ideal candidate should possess the following ..

... Information Mondelez International People Experience Advisor, US Sales in East Hanover ... of any local, legal and regulatory changes in market Lead and ... implementation of labor policies and..

... memoranda.Advise clients on fund structuring, compliance, and regulatory matters.Conduct due diligence on fund ... serve as a trusted legal advisor to fund managers and investors.Assist ... fund documentation and..

Regulatory Enforcement and Internal Investigations Lead ... subsidiaries. Serve as a legal advisor to the businesses within Wells ... highly complex claims, litigation, and regulatory matters. Draft complex legal documents,..

... act as an advocate and advisor concerning legal rights and obligations ... clients in matters related to regulatory compliance, including guidance to ensure compliance and defense against allegations of..

... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

Senior Principal Advisor and Counsel, Market Manipulation The ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the..

Chief Compliance and Regulatory Officer (CCRO) The candidate will ... candidate will serve as an advisor to IFG Companies' senior management ... senior management team on operational compliance and regulatory..

Compliance Advisor Manager The candidate will be ... be providing input on business regulatory requirements. Providing guidance on business ... department training, as appropriate. Providing compliance advice on complex projects...

... is hiring a Lead Software Compliance Analyst in our Roseland office. ... opportunity to proactively detect any compliance/financial risk for ADP as well ... data feeds between ADP's software..

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... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

Senior Principal Advisor and Counsel, Market Manipulation The ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the..