Regulatory Compliance Advisor Jobs in New York

Business Analyst, Compliance Technology Services New York, NY ... email. JOB DESCRIPTION: Business Analyst, Compliance Technology Services Description This is ... Business Analyst position with the Compliance Technology Services Group..

... Financial Services Risk, Data & Regulatory Senior Consultant in New York ... Financial Services Risk, Data & Regulatory Senior Consultant Deloitte Risk and ... Industry (FSI) Risk, Data and..

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

Senior Principal Advisor and Counsel, Market Manipulation The ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the..

Regulatory Control Advisor The candidate will conduct compliance reviews under the direction of ... Americas Head of AFC and Compliance Testing in order to assess ... order to assess and..

... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..

... act as an advocate and advisor concerning legal rights and obligations ... clients in matters related to regulatory compliance, including guidance to ensure compliance and defense against allegations of..

... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..

... memoranda.Advise clients on fund structuring, compliance, and regulatory matters.Conduct due diligence on fund ... serve as a trusted legal advisor to fund managers and investors.Assist ... fund documentation and..

Legal Procurement Advisor Duties: Provide procurement legal contract support for assigned clients with focus on obtaining business objectives while adequately addressing associated risks. Perform legal research involving procurement issues. Provide prompt ..

... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..

Compliance Advisor Manager The candidate will be ... be providing input on business regulatory requirements. Providing guidance on business ... department training, as appropriate. Providing compliance advice on complex projects...

Regulatory Enforcement and Internal Investigations Lead ... subsidiaries. Serve as a legal advisor to the businesses within Wells ... highly complex claims, litigation, and regulatory matters. Draft complex legal documents,..

Compliance Advisor Manager The candidate will be ... be providing input on business regulatory requirements. Providing guidance on business ... department training, as appropriate. Providing compliance advice on complex projects...

Chief Compliance and Regulatory Officer (CCRO) The candidate will ... candidate will serve as an advisor to IFG Companies' senior management ... senior management team on operational compliance and regulatory..

... an Associate Private Client Financial Advisor (LO) in Wealth and Investment ... candidates must also meet ongoing regulatory requirements including additional screening, if ... and/or maintaining appropriate Financial Industry..

Senior Principal Advisor and Counsel, Market Manipulation The ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the..

Associate Counsel, Global Product Regulatory & Litigation The candidate will ... product liability, class action, advertising, regulatory, commercial, insurance recovery, and other ... appropriate. Identify potential litigation or regulatory risk..

A law firm is seeking a Mid-Level Mergers And Acquisitions And Private Equity Associate Attorney to join their team in New York City, NY. The ideal candidate should possess the following ..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney to join their ... candidate will bring experience in compliance and regulatory matters, specifically with registered investment ... in..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... trends. Conduce quality assurance on..

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...