Regulatory Compliance Advisor Jobs in Santa Monica

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... Responsible for being a legal advisor to the President and CEO ... Legal function including International Trade Compliance pertaining to import and export ... pertaining to import and export..

Compliance Advisor III The Candidate will be ... current processes. Collaborate with other Compliance units to develop processes for ... the delivery of a cohesive Compliance Program. Collaborate with key..

... for an IT Governance Risk Advisor. The ITRG team is responsible ... control environment. Responsibilities The IT Compliance Professional 2 works with all ... information systems procedures are in..

... philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure ... in accordance with all legal, compliance, and regulatory requirements and programs. Adheres..

... legal documentation, such as investment advisor registrations, etc. Ensure such documentation ... Ensure such documentation is in compliance with applicable multi-jurisdictional regulatory law. Review and interpret statutes, ... which..

... As such, this position requires compliance with the SAFE Mortgage Licensing ... Qualifications: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and ... Knowledge and understanding of retail..

Senior Principal Advisor and Counsel, Market Manipulation The ... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the..

Description The Senior Procurement Professional generates and implements efficient sourcing and category management strategies. Manages the company's supply portfolio ensuring transparency of spending. The Senior Procurement Professional work assignments involve moderately ..

... qualified Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum ... 4 years of experience in compliance and regulatory matters. The ideal candidate will ... advisors..

Associate General Counsel, Compliance Programs The candidate will play ... key role in supporting firm's compliance with new legal and regulatory requirements and in building, maintaining, ... building, maintaining, and..

... and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may ... work with an established Financial Advisor to serve clients, grow the ... to be an associate financial..

Assistant General Counsel II The candidate will provide strategic and tactical legal advice and transaction support on a wide variety of broker-dealer and investment advisory issues. Provide support on a wide ..

Senior Wealth Advisor The candidate will accountable for a revenue goal met through the acquisition of new clients from internal and external sources, and the retention and expansion of an assigned ..

Description The Associate Director or Cloud Platforms leads the planning, design, and engineering of Humana's AWS and GCP environments. The ideal candidate will have a strong technical background in cloud architecture ..

Job Overview: A law firm is seeking a highly skilled and experienced Capital Markets Associate Attorney to join its team in Los Angeles, CA. The ideal candidate will have 4-6 years ..

Senior Wealth Advisor Duties: Leads the client relationship team and has overall responsibility for assuring the client has access to all resources and solutions of the firm. Work closely with Client ..

General Counsel The candidate will provide counsel and advice relating to corporate, regulatory, federal taxation, EAR, ITAR, and non-profit law. Serve as the Export Control Officer for the the firm Corporation. ..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum ... years of experience in handling compliance and regulatory matters. The ideal candidate will ... advisors..

... responsible for implementing and sustaining compliance with the Shell HSSE Control ... Position description – Accountabilities Assures compliance with Shell’s HSSE Control Framework ... (LOD) assurance reviews. Ensures required,..

... for the assigned therapeutic and compliance area• Completes audits to assess ... of scientific data and ensure compliance with relevant guidelines, legal requirements ... guidance on applicable GXPs and..

... will serve as a trusted advisor to Consulting leadership on contractual ... the business team ranging from compliance/administrative matters to the construction of ... and procedures, contractual obligations, and..

SVP and Head of Intellectual Property the candidate will lead and manage all aspects of the Intellectual Property legal group for all operating units, both domestically and internationally. Oversee all legal ..