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Compliance & Legal Analyst Review of ... Fund and Adviser advertising for compliance with the Securities Act of ... rules thereunder, and Financial Industry Regulatory Authority (FINRA) rules. Review communications..
Compliance & Licensing Specialist The candidate ... supporting the company’s legal and compliance department in the development, implementation ... and management of an effective compliance program, which includes licensure &..
AVP, Senior Counsel - Merchant Services Duties: Negotiating and drafting material customer contracts. Coordinating with Legal Department members in other lines of business on a variety of legal, regulatory and business ..
... candidate will primarily focus on regulatory counseling and drafting related to ... Expertise in negotiating contracts, interpreting regulatory requirements, and compliance counseling is essential. Duties:Provide regulatory counseling and drafting services..
Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... for well-being Responsibilities The Senior..
AVP, Senior Counsel - Global Financial Crimes Responsibilities: Supporting GFC Legal’s provision of legal advice and transactional support to the business, compliance, and other legal or control groups on issues related ..
Assistant Vice President, Senior Counsel - ... Counsel - Government Investigations & Regulatory Enforcement The candidate will manage ... closely with line-of-business legal and compliance personnel on government investigations and..
... requirements, custody rule requirements, cross-border regulatory challenges, and responding to FINRA ... responding to FINRA and SEC regulatory inquiries. The candidate will also ... and cross-border technology agreements, ensuring..
Assistant General Counsel Duties: Negotiate, draft and review contracts on behalf of the firm, including client engagement agreements, independent contractor agreements, nondisclosure agreements, business associate agreements, data protection agreements, and vendor ..
Description The Senior Compliance Professional will work with Humana ... partners to oversee and track compliance issues, trend data, prepare regular ... data, prepare regular reporting, provide compliance support to..
Assistant General Counsel The candidate will provide legal advice on consumer and commercial financial product and service development, modification or enhancement of existing financial products and services, and individual customer transactions ..
Assistant General Counsel - Marketing Legal ... colleagues across the Legal and Compliance Departments. Handling escalated matters, projects ... colleagues on relevant legislative and regulatory changes. Assisting businesses (with an..
Legal Assistant/Entry-Level Paralegal – Public Finance The candidate will assist attorneys working within the areas of public law and real estate in the creation and administration of municipal utility districts (MUDs) ..
VP, Assistant General Counsel – Innovation & Payments The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. Advising on ..
WHS Governance and Compliance Manager The candidate will be ... interacts with safety and health regulatory agencies. Subject matter expertise in ... expertise in all aspects of regulatory interactions ranging..
Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... federal, state, agency, legal, and regulatory and/or Corporate Policy requirements...
VP, Assistant General Counsel - Payments The candidate will be providing day-to-day legal advice and counsel to internal clients and partners in connection with the development, implementation and maintenance of innovative ..
Vice President, Assistant General Counsel - Payments The candidate will be providing day-to-day legal advice and counsel to internal clients and partners in connection with the development, implementation, and maintenance of ..
Vice President Assistant General Counsel- Payment Solutions Attorney The candidate will be at the forefront of delivering capabilities and solutions to our customers. Will serve as a trusted advisor to the ..
Aon is looking for a Compliance Specialist IWe currently have an ... an exciting opportunity for a Compliance Specialist supporting Aon Affinity with ... Dallas, TX.Your impact as a Compliance..
VP, Assistant General Counsel - Commercial Banking - Syndicated Lending / Other Banking Products Responsibilities: Provide transaction support, including analysis and advice on structural and risk issues and review and negotiation ..
VP, Assistant General Counsel - Merchant Services Responsibilities: Negotiating and drafting material customer contracts and other Merchant Services agreements. Coordinating with Legal Department members in other lines of business on a ..
Regulatory Healthcare Paralegal Duties: Assist with drafting agreements and related closing documents and binder sets for corporate transactions. Attend and assist attorneys throughout a Health transaction, including maintenance of checklists and ..