Regulatory Compliance Assistant Jobs in Irving

Compliance & Legal Analyst Review of ... Fund and Adviser advertising for compliance with the Securities Act of ... rules thereunder, and Financial Industry Regulatory Authority (FINRA) rules. Review communications..

Compliance & Licensing Specialist The candidate ... supporting the company’s legal and compliance department in the development, implementation ... and management of an effective compliance program, which includes licensure &..

WHS Governance and Compliance Manager The candidate will be ... interacts with safety and health regulatory agencies. Subject matter expertise in ... expertise in all aspects of regulatory interactions ranging..

Assistant Vice President, Senior Counsel - ... Counsel - Government Investigations & Regulatory Enforcement The candidate will manage ... closely with line-of-business legal and compliance personnel on government investigations and..

Vice President, Assistant General Counsel - Payments The candidate will be providing day-to-day legal advice and counsel to internal clients and partners in connection with the development, implementation, and maintenance of ..

Aon is looking for a Compliance Specialist IWe currently have an ... an exciting opportunity for a Compliance Specialist supporting Aon Affinity with ... Dallas, TX.Your impact as a Compliance..

Description The Senior Compliance Professional will work with Humana ... partners to oversee and track compliance issues, trend data, prepare regular ... data, prepare regular reporting, provide compliance support to..

VP, Assistant General Counsel – Innovation & Payments The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. Advising on ..

... requirements, custody rule requirements, cross-border regulatory challenges, and responding to FINRA ... responding to FINRA and SEC regulatory inquiries. The candidate will also ... and cross-border technology agreements, ensuring..

Vice President Assistant General Counsel- Payment Solutions Attorney The candidate will be at the forefront of delivering capabilities and solutions to our customers. Will serve as a trusted advisor to the ..

Regulatory Healthcare Paralegal Duties: Assist with drafting agreements and related closing documents and binder sets for corporate transactions. Attend and assist attorneys throughout a Health transaction, including maintenance of checklists and ..

Legal Assistant/Entry-Level Paralegal – Public Finance The candidate will assist attorneys working within the areas of public law and real estate in the creation and administration of municipal utility districts (MUDs) ..

... candidate will primarily focus on regulatory counseling and drafting related to ... Expertise in negotiating contracts, interpreting regulatory requirements, and compliance counseling is essential. Duties:Provide regulatory counseling and drafting services..

Assistant General Counsel The candidate will ... will be providing legal counsel, compliance guidance and interpretations of complex ... - to identify and address regulatory risk in operational functions. Working..

Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... federal, state, agency, legal, and regulatory and/or Corporate Policy requirements...

VP, Assistant General Counsel - Commercial Banking - Syndicated Lending / Other Banking Products Responsibilities: Provide transaction support, including analysis and advice on structural and risk issues and review and negotiation ..

VP, Assistant General Counsel - Payments The candidate will be providing day-to-day legal advice and counsel to internal clients and partners in connection with the development, implementation and maintenance of innovative ..

Assistant General Counsel The candidate will provide legal advice on consumer and commercial financial product and service development, modification or enhancement of existing financial products and services, and individual customer transactions ..

Description The Senior Compliance Professional will work with Humana ... partners to oversee and track compliance issues, trend data, prepare regular ... data, prepare regular reporting, provide compliance support to..

Assistant General Counsel - Marketing Legal ... colleagues across the Legal and Compliance Departments. Handling escalated matters, projects ... colleagues on relevant legislative and regulatory changes. Assisting businesses (with an..

Assistant General Counsel Duties: Negotiate, draft and review contracts on behalf of the firm, including client engagement agreements, independent contractor agreements, nondisclosure agreements, business associate agreements, data protection agreements, and vendor ..

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... for well-being Responsibilities The Senior..

Assistant General Counsel The candidate will ... tax, documentation and funding, and compliance reporting. Independently structure, negotiate, and ... commercial finance related transactions, including regulatory and governance issues. Provide solutions..