Regulatory Compliance Financial Services Jobs

... TTS and CCB O&T ICRM Compliance Officer The candidate will be ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert on Citi’s..

Swap Dealer Compliance Officer The candidate will manage ... candidate will manage swap dealer compliance program including assessing and updating ... and education process and on-going regulatory interactions. Providing real..

Compliance Assurance Director Duties: The candidate ... candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Assurance team ... Assurance team responsible for assessing compliance..

... and Working Capital Solutions Global Compliance Lead - Hybrid The candidate ... candidate will be providing senior compliance coverage to the Trade and ... Capital Solutions (TWCS) Business. Provides..

Compliance Assurance Director - NAM ICG ... candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing compliance..

Job Description:Position SummaryThe Senior Production Services Manager is responsible for delivering ... responsible for delivering Application Production Services (APS) for the Equities Front ... and adherence to governance standards, regulatory..

... with strategic decision-making, and ensuring compliance with reinsurance agreements and regulatory requirements. This role requires strong ... adherence to company policies and regulatory guidelines.u003c/pu003eu003c/liu003eu003cliu003eu003cpu003eStrategic Planning: Contribute to the .....

Job Information Humana Compliance (UM) Coordinator 2 in Jersey ... City New Jersey Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

Development & Regulatory Counsel The candidate will provide ... development projects, business development matters, regulatory matters, compliance issues, development related documents and ... attorney and advise on specific regulatory or..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as ... risk report, and SEC SBSD regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... actions...

Job Information Humana Lead, IT Compliance - Technology Exams, Audits and ... accurate and appropriate responses to regulatory exams, internal and external audits, ... requires experience in responding to regulatory..

Development & Regulatory Counsel The candidate will provide ... development projects, business development matters, regulatory matters, compliance issues, development related documents and ... attorney and advise on specific regulatory or..

Description The Senior Risk Management Professional identifies and analyzes potential sources of loss to minimize risk. The Senior Risk Management Professional work assignments involve moderately complex to complex issues where the ..

Compliance Risk Management Data Analysis Lead ... Client Service teams. Maintaining the Compliance risk assessment (currently ISRA) for ... and AM Client Service. Conducting Compliance training and draft Compliance Bulletins..

Job description At HSBC, the health and well-being of our employees remains of utmost importance. Many of our roles are permitted to work from home (in states in which HSBC is ..

... governance, vendor management, disaster recovery, compliance, and first line risk management ... environment. Coordinates with privacy and compliance areas to help ensure applicable ... Information Technology/Security assessment, audit, or..

Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The ... will be responsible for assessing compliance risks and controls implemented by ... implementation, and execution of the compliance..

Job Information Humana Senior Compliance Professional - Disability and Life ... New Jersey Description The Senior Compliance Professional will analyze business requirements, ... business requirements, provide research and regulatory interpretation,..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... New Jersey Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

VP Claims, Financial Lines, D&O Duties: Lead a ... ensuring superior claim outcomes Ensure compliance with Financial Lines Best Practices to ensure ... part of NA Claims and Financial Lines..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide ... (as needed). Serve as additional regulatory compliance contact for the CFTC and ... management immediately of any identified regulatory..

Job Information Humana Senior Compliance Professional- Medicare Sales and Marketing ... New Jersey Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The..