Regulatory Compliance Legal Secretary Jobs in Cleveland

Legal Assistant The candidate will answer ... special events hosted by the compliance program or the legal office. Seek out opportunities to ... and PowerPoint. Assist with statewide regulatory filings...

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... responsible for assisting the Chief Legal Officer/General Counsel and outside counsel ... Counsel and outside counsel in legal matters arising from all aspects ... activities, with particular focus on..

... in transactional law.Duties:Handle documentation and regulatory processes related to public securities ... strategic investments, from a securities compliance standpointAssist with logistics and requirements ... a corporate law firm or..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA ... Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor to support its Investment ... broker-dealers-through the evolving landscape of..